Head of Compliance (m/f/x)

Job Description

• Act as BaFin-appointed Compliance officer for MaComp- and MaRisk-Compliance and Single Safeguarding Officer
• Develop, implement, and maintain robust compliance policies, procedures, controls, and frameworks. Regularly review and update these to align with regulatory changes and industry best practices.
• Engage cross-functionally as well as with internal and external auditors to implement a best-in-class compliance management program, in line with regulatory standards and industry best practices
• Coordinate compliance-related projects with internal teams and external partners. Lead the development and enhancement of compliance processes to ensure efficiency and effectiveness.
• Act as advisor and strategic partner to senior management, providing expert compliance insights and guidance to support decision-making and drive the organization\'s strategic initiatives.
• Provide strategic leadership, management, and guidance to the Compliance team. Foster a culture of operational excellence, continuous improvement, and collaboration. Mentor and develop team members to achieve their professional goals.

Qualifications

• University degree in law, business administration or any related field
• Several years of professional experience in a comparable role in the financial services industry
• In-depth knowledge of applicable laws and regulations, such as MiFID 2, WpHG, KWG, MaComp and MaRisk etc
• Adequate leadership experience
• Excellent stakeholder management, leadership and communication skills with the ability to influence and collaborate effectively
• Ability to navigate in a fast-paced environment and to apply a pragmatic, risk-based approach
• Business fluency in German and English

Additional Information

• Be part of one of the fastest-growing and most visible Fintech startups in Europe, creating innovative services that have a substantial impact on the lives of our customers
• Work with an international, diverse, inclusive, and ever-growing team that loves creating the best products for our clients
• Work from our centrally located offices in the heart of Munich or Berlin, nestled in lively neighborhoods filled with vibrant restaurants, cozy cafés, and a wide range of convenient amenities or choose to work remotely within Germany (if eligible for the job)
• Be productive with the latest hardware and tools
• Learn and grow by joining our in-house knowledge sharing or career development sessions and spending your individual Education Budget
• Learn and experience German culture first hand by joining our free German language classes
• International relocation support is provided if required
• Flexible vacation policy and the opportunity to work from abroad
• Benefit from an attractive compensation package and from the company pension scheme
• Monthly contribution of 50% for the ‘Deutschland Jobticket’
• Say goodbye to order commissions and say hello to your complimentary subscription of Scalable Capital\'s PRIME+ Broker
• Enjoy flexible and discounted sports activities with Urban Sports Club

Seniority level

• Mid-Senior level

Employment type

• Full-time

Job function

• Management

Industries

• Banking

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