Compliance Officer (mfd)

We are looking for an experienced Compliance Officer (m/f/d) to join our team at TF Bank. The ideal candidate will play a pivotal role in ensuring regulatory compliance providing strategic advice and supporting the Banks journey into the digital space.

The candidate will report directly to the Chief of Compliance.

Key Responsibilities

• Plan develop and execute compliance risk assessments testing control activities and audits of the Banks compliance with relevant internal and external policies procedures regulations etc.

• Provide advice and issue recommendations to relevant stakeholders based on internal and external regulatory requirements.

• Assist in drafting and development of the Compliance functions regular reporting annual plans and risk mapping.

• Draft revise and review training material of relevance to the function and the Bank.

• Liaising and following-up with relevant stakeholders on agreed actions remediation activities etc.

• Hosting or participating in regular intra-group compliance-forums with other relevant stakeholders in the TF Bank Group.

• Performing regular horizon scanning on regulatory changes new initiatives or opinions/analyses issued by relevant external bodies and escalating these for further review.

• Assisting the CCO with providing input to the Banks NPAP-process.

• Assisting with keeping the regulatory log up-to-date.

• Participate in external audits where relevant.

Qualifications and Experience

• University education in Law Economics STEM or other relevant subject.

• Extensive knowledge of German (and EU) regulations of relevance to banking consumer credits and payment services.

• At least 3 years of previous experience working in a Compliance department.

• Previous experience of planning developing and executing on compliance testing and audits including issuing reports and recommendations.

• Comfortable in absorbing and understanding regulatory documentation and to prepare executive summaries.

• Previous experience in presenting reports and recommendations provide training to stakeholders at all levels.

• Extensive experience in writing formal documents such as reports policies and procedures risk assessments etc.

• Good attention to detail ability to see abstract patterns and linkages.

• Strong ability to consume extensive documentation on complex regulatory and/or legal matters understand and summarize their impact and relevance.

• Ability to work independently whilst part of a team.

• Self-starter and highly efficient when planning and executing on duties.

• Maintains an interest in digital transformation and automation and has a curious mindset with a desire to understand and for continuous learning.

Please submit your CV in English .

Key Skills

Compliance Management, Risk Management, Financial Services, PCI, Banking, Cost Accounting Standards, Quality Systems, Research Experience, NIST Standards, Securities Law, SOX, ISO 27000

Employment Type : Full Time

Experience : years

Vacancy: 1