Jobs via eFinancialCareers

Securities Compliance Officer (m/w/d) - Selby Jennings

Stellenbeschreibung:

Overview

A prominent banking institution with a strong presence in the German financial market is seeking a compliance professional to strengthen its oversight of securities-related activities. The organization operates across retail, corporate, and investment banking, and places a high priority on regulatory adherence, investor protection, and operational transparency. This role sits within the Compliance department and focuses on ensuring the institution's securities business aligns with national and EU-level regulatory frameworks.


Key Responsibilities:

  • Ensure adherence to securities regulations, including the German Securities Trading Act (WpHG), MiFID II, and internal compliance standards.
  • Support the development and refinement of compliance frameworks related to securities trading and investment services.
  • Conduct risk analyses and contribute to the formulation of mitigation strategies.
  • Collaborate with internal departments to ensure regulatory compliance across business operations.
  • Prepare documentation and reports for internal stakeholders and regulatory bodies.
  • Deliver training and advisory support on compliance matters, particularly in the area of securities.


Requirements:

  • Academic background in law, economics, or a related discipline.
  • In-depth knowledge of financial markets and securities regulation.
  • Professional experience in compliance, legal, or audit functions within the financial sector.
  • Strong analytical capabilities and attention to detail.
  • Proficient in German; English skills are advantageous.
  • Ability to work independently and collaboratively in a fast-paced environment.
NOTE / HINWEIS:
EnglishEN: Please refer to Fuchsjobs for the source of your application
DeutschDE: Bitte erwÀhne Fuchsjobs, als Quelle Deiner Bewerbung

Stelleninformationen

  • Typ:

    Vollzeit
  • Arbeitsmodell:

    Vor Ort
  • Kategorie:

    Legal & Finance
  • Erfahrung:

    Erfahren
  • ArbeitsverhĂ€ltnis:

    Angestellt
  • Veröffentlichungsdatum:

    24 Sep 2025
  • Standort:

    DĂŒsseldorf

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