Senior Analyst, KYC Refresh - Client Management, Capital Markets (Frankfurt)

What is the opportunity?

Do you consider yourself a self‑starter with willingness to take the initiative and ability to multi‑task? As a Senior KYC Analyst within RBC Capital Markets operations you will utilize your excellent communication and analytical skills to ensure that Know Your Client (KYC) Due Diligence processes are conducted and completed accurately to continue trading relationships with customers.

Job Description

This role is a permanent full‑time role and requires 4 days in the office.

What will you do?

• Work with the business / clients to ensure KYC compliance in line with global and regional regulatory requirements.
• Work in close proximity with the business and act as key conduit and escalation point.
• Act as subject matter expert on regional KYC/AML regulatory requirements and RBC Capital Market policies (including EMEA, Canada, US, UK, and Asia Pacific regions).
• Coordinate adhoc requests for information from Front Office partners regarding appropriate KYC documentation.
• Local Governance oversight of Sales Refresh Pipelines, including regular calls to track progress and clients at risk of being non‑compliant.
• Be a subject matter expert and on hand to support other members of the team.
• Escalate to RBCCM AML Compliance, Global Economic Sanctions or other regulatory subject matter experts on clients identified as high risk where material adverse information has been identified and manage client / policy escalations for all clients.

What do you need to succeed?

Must‑have

• Proven KYC/AML Capital Markets experience with a financial institution.
• BA/BS or equivalent.
• In‑depth knowledge of global regulatory requirements and/or experience working with regulatory or rule‑based environments.
• Familiarity with Capital Markets products, trade systems and business lines.
• Reporting and tracking using tools such as MS Excel, MS Access/ SharePoint.
• Knowledge of Fenergo, trading and settlement applications.

Nice‑to‑have

• Certified Anti‑Money Laundering Specialist (CAMS) designation.
• Operations or Technology degree, background, or experience. Tax knowledge.

What is in it for you?

We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation.
• Leaders who support your development through coaching and managing opportunities.
• Opportunities to work with the best in the field.
• Ability to make a difference and lasting impact.
• Work in a dynamic, collaborative, progressive, and high‑performing team.
• A world‑class training program in financial services.

Agency Notice

RBC Group does not accept agency resumes. Please do not forward resumes to our employees, nor any other company location. RBC Group only pays fees to agencies where they have entered into a prior agreement to do so and in any event does not pay fees related to unsolicited resumes. Please contact the Recruitment function for additional details.

Job Skills

Auditing, Audits Compliance, Communication, Data Gathering Analysis, Detail‑Oriented, Financial Regulation, Internal Controls, Organizational Governance, Process Management, Quality Orientation.

Additional Job Details

• Address: 9-10 TAUNUSANLAGE: FRANKFURT AM MAIN
• City: Frankfurt Am Main
• Country: Germany
• Work hours/week: 40
• Employment Type: Full time
• Platform: CAPITAL MARKETS
• Job Type: Regular
• Pay Type: Salaried
• Posted Date:
• Application Deadline:

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.