Regulatory Compliance Manager m/f/d

Stellenbeschreibung:

We are partnering exclusively with a leading international financial institution to hire a highly motivated Regulatory Compliance Manager. This is an exciting opportunity for compliance professionals who want to work in a dynamic and international environment.

This role offers broad exposure across corporate and investment banking activities and plays a key role in supporting regulatory integrity, market conduct, and institutional governance across multiple European jurisdictions.

The Regulatory Compliance Manager will act as a trusted partner within the Regulatory Compliance team, supporting the Head of Regulatory Compliance in managing and coordinating compliance matters across corporate and investment banking businesses.

The role carries significant responsibility in regulatory interpretation, implementation, and oversight, with particular focus on ensuring alignment with European and national regulatory requirements.

Tasks

Regulatory Oversight & Advisory

Monitor, analyze and evaluate new and existing European and national regulations, including but not limited to:
MiFID II, MiFIR, EMIR, MAR, WpHG, KWG , and regulatory circulars
Assess applicability and implementation requirements of regulatory changes
Provide practical regulatory advice to front office and business units on day-to-day compliance matters
Act as subject matter expert in compliance-related projects and bank-wide initiatives

Risk & Governance

Support the annual Compliance Risk Assessment and ensure findings are reflected in policies, procedures, and standards
Design and coordinate Compliance Risk Assessments
Support the development, implementation, and local adaptation of compliance policies and frameworks
Deliver regulatory training and communication to impacted stakeholders

Regulatory Engagement & Reporting

Coordinate regulatory communications with local, EMEA, and Head Office stakeholders
Act as key contact for internal and external audits, regulatory reviews, and investigations
Prepare regulatory reports, management documentation, and executive-level materials

Requirements

University degree in Law, Business, Economics , or equivalent professional qualification
Proven experience within the financial sector or in regulatory, compliance, or legal functions
Strong expertise in European and international regulatory frameworks for multinational financial institutions
In-depth understanding of regulatory guidance issued by banking associations and supervisory bodies
Highly developed analytical, organisational, and problem-solving skills
Ability to work independently, proactively, and with high attention to detail
Strong stakeholder management and communication skills
Fluency in both German and English (written and spoken)