Senior Compliance Manager (AD) - Investment Banking, Frankfurt

An excellent opportunity has arisen at a leading Investment Bank in Frankfurt for a Senior Compliance Manager to join the team at Associate Director level, acting as the number two within the European Compliance division.

This is a broad, cross-asset role requiring comfort in a multilingual and multicultural environment, with excellent written and verbal communication skills in both German and English. The role also demands a strong understanding of banking and securities laws, regulations, and supervisory expectations, including detailed knowledge of the Wertpapierhandelsgesetz (WpHG), the German WpHG audit, WpIG, and other relevant legislation

Some of the Duties within the role include, but are not limited to:

• Designing and maintaining policies and procedures to address identified regulatory risks
• Supporting the Head of Compliance in providing regular Compliance reporting to the Management and Supervisory Board
• Collaborating on implementing and assessing WpHG Compliance controls
• Drafting and submitting STORs to BaFin
• Undertake a primary role in undertaking compliance monitoring activities to determine adherence with relevant WpHG and other conduct of business rules
• Assisting with the investigation of any transaction surveillance alerts that are generated in relation to the activities of the specified entities

In return, they are offering a generous package, good bonus potential, an inclusive working environment and excellent career progression opportunities