Compliance Analyst, EMEA

About Us

Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long‑term view that aligns our perspectives with those of our clients.

About The Role

We are currently seeking a Compliance professional to support our marketing and distribution activities in the EMEA region. The focus of the role will be the review and approval of marketing materials and advising the sales teams on compliance matters. The Analyst will report to the Chief Compliance Officer, EMEA, work closely with other members of the EMEA Client Platform Compliance team and collaborate with colleagues across our global Legal & Compliance teams.

The role will be based in our London office with an expectation of working from the office four days per week. We will consider applicants based in Frankfurt and Luxembourg. Ideal candidates will have sufficient fluency in Italian or German to review marketing materials.

Primary Responsibilities

• Review and approve marketing materials used in the EMEA region, including materials created in Italian or German.
• Provide day‑to‑day advice to regional sales and marketing teams on marketing content and distribution requirements across EMEA.
• Develop and maintain marketing guidelines, Q&A’s, checklists, and country‑specific marketing memos.
• Conduct compliance monitoring on marketing materials and sales practices.
• Keep abreast of new regulatory developments and their impact on financial promotions.
• Provide compliance training to the business, specifically in relation to marketing and distribution.

The Successful Candidate Is Likely To Have

• Strong academic background, including an undergraduate degree.
• 2–5 years compliance experience, ideally gained at a buy‑side or asset‑management firm.
• Experience reviewing financial promotions and fund‑related marketing materials.
• Familiarity with cross‑border distribution of UCITs and AIFs in the UK, EU, or MENA.
• Good understanding of asset‑management industry and capital markets.
• Good business judgment and comfort navigating “grey” areas.
• Collaborative and proactive mindset, with ability to deliver under tight deadlines.
• Strong technology skills and curiosity about improving productivity through technology.
• Fluency in English and either Italian or German.

Employment Policies

We believe that in‑person interactions are essential to our culture. Employees work from our offices four days a week with flexibility to work remotely one day a week.

Equal Opportunity Statement

As an equal opportunity employer, Wellington Management ensures that all qualified applicants will receive equal consideration for employment without regard to race, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic protected by applicable law.

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