Senior Legal & Regulatory Compliance Officer (m/f/d)

Hybrid | Munich (Bavaria), Germany

S+P Compliance Services is a trusted partner for regulatory and legal compliance in the financial sector.

As a certified full-service provider (ISO 9001 & ISO/IEC 27001), we support regulated institutions with practical, audit-proof and scalable compliance solutions.

About S+P Compliance Services

• S+P Compliance Services is a trusted partner for regulatory and legal compliance in the financial sector.

• As a certified full-service provider (ISO 9001 & ISO/IEC 27001), we support regulated institutions with practical, audit-proof and scalable compliance solutions.

Tasks

Your Role – Regulatory & Legal Focus

• As a Legal & Regulatory Compliance Officer, you support our clients with the legal interpretation and implementation of regulatory requirements.
• This role is positioned between operational compliance execution and senior legal advisory.

Your Key Responsibilities

• Monitor and interpret German and EU regulatory developments (BaFin, EBA, ESMA)
• Conduct regulatory impact assessments (WpIG, WpHG, MaComp, MaRisk, DORA)
• Support the development of legally sound compliance frameworks
• Advise clients during audit preparation and supervisory communication
• Contribute to structured compliance concepts and documentation

Requirements

Your Background

• Several years of professional experience in compliance, legal advisory or regulatory risk
• Strong knowledge of German and EU regulatory frameworks
• Academic background in law, finance, economics or a related field
• Structured, analytical working style and confident client communication
• Interest in RegTech and practical regulatory implementation

Benefits

What We Offer

• Clearly positioned expert role with defined scope
• Structured onboarding and targeted certification opportunities
• Exposure to national and international regulatory mandates
• Hybrid work model, flexible hours and modern IT setup
• Company pension scheme and health & wellness benefits