Chief Compliance Officer

Lead the compliance function for an investment firm in Germany. Full ownership of regulatory strategy, BaFin interactions, and the firm’s compliance framework. High visibility, direct impact, and Board-level exposure.

Key Responsibilities

• Act as main contact for BaFin and manage all regulatory interactions.
• Oversee AIFMD, MiFID II, AML/CFT, ESG/SFDR compliance.
• Own the Compliance Monitoring Plan, policies, and procedures.
• Lead regulatory change management and governance.
• Advise senior management and drive a strong compliance culture.
• Manage and develop the compliance team as the business grows.

Requirements

• 6–10+ years in compliance within investment/asset management or a regulated financial entity.
• Strong BaFin knowledge and understanding of EU regulations.
• Experience leading a compliance function or acting as Deputy/Head of Compliance.
• Fluent English required; German strongly preferred.