Senior Compliance Manager Outsourcing

Responsibilities

• Leading the Outsourcing Officer Role for Lloyds Bank plc Niederlassung Berlin
• Develop and maintain the outsourcing framework (policy, procedures and tools) ensuring the management of outsourcing and other acquisitions of goods and services are in compliance with applicable laws and regulations
• Conduct regular and ad hoc monitoring activities to achieve policy compliance
• Coordinate the outsourcing risk analyses
• Oversee that material outsourcing contracts include the minimum contractual requirements under MaRisk
• Create and maintain full documentation of the bank’s outsourcings and ensure central oversight of the outsourcing
• Report risks, issues and control weaknesses to the Management Board and write the outsourcing report pursuant to MaRisk
• Ensure that the DORA requirements are adhered to in the onboarding of outsourcing suppliers
• Report DORA Obligations and critical incidents according to § 24 No.19 KWG to Regulator
• Manage relationships and contact with internal and external auditors, regulators and investigating authorities
• Ensure appropriate business continuity concepts and exit planning is in place

Qualifications

• Recognised Master degree in economics/ law or equivalent
• Several years professional experience in a comparable risk, compliance, legal or regulatory function within the financial industry or a related advisory or audit role
• Deep understanding of applicable requirements of MaRisk, DORA, as well as KWG and GWG
• Excellent experience of risk related regulatory requirements
• Experience in (Correspondent) Banking is a plus
• Certified Compliance Professionals will be preferred
• Good information analysis and interpretation skills
• Great communicator with sound interpersonal skills and strong communication in English and German