Centralized Governance & Control Specialist – AML Testing, QA Analyst

Responsibilities

• Manage a portfolio of governance and control activities for moderately complex or high-risk business or functional area
• Support the development and execution of the Centralized Governance & Controls (CG&C) AML testing and Quality Assurance (QA) program
• Lead and conduct independent testing and quality assurance reviews to ensure operational risk and compliance requirements are adhered to
• Develop and document a comprehensive inventory of processes and controls

Requirements

• Undergraduate degree preferred
• 7+ years of relevant experience
• Experienced in audit, testing, and/or QA/QC using standard risk testing or audit techniques
• Prior experience in performing process deep-dives to assess the adequacy of risk mitigations for financial crimes risk
• Demonstrated experience in testing/auditing/QA of AML (CIP, KYC, etc.), Sanctions, and/or Anti-Bribery Anti-Corruption
• Experience in communicating adverse testing/audit results and drafting issue writeups