Senior Compliance Analyst

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Stellenbeschreibung:

Responsibilities

Monitor compliance with regulatory requirements and company policy
Conduct testing activities and assessments to identify and address control weaknesses
Provide reports on regulatory compliance; execute assigned CMS processes
Act in a consultative manner to assist the First Line of Defense in developing and redesigning processes to improve compliance
Review risk indicators, red flags, and exception reports to monitor compliance and propose corrective actions
Identify, analyze, recommend corrective actions, and resolve compliance issues when necessary
Communicate compliance requirements and potential instances of non‑compliance with business partners
Conduct risk assessments as directed
Complete, file, and quality‑assure mandatory regulatory filings and reports required by applicable state and federal authorities
Manage state regulatory agency examination processes end‑to‑end, including examiner coordination, pre‑exam preparation, written response drafting, findings tracking, and annual exam analysis reporting for executive and board audiences
Administer the regulatory and customer complaint process, including intake, investigation coordination, response drafting, and SLA monitoring across federal and state regulators
Develop, review, and maintain compliance policies, procedures, and workflows
Proactively research to stay up to date with relevant rules, regulations, changed business practices, and industry‑related events
Design and maintain compliance reporting, including regulatory examination trends, complaint volume analysis, and CMS performance data for operational and executive audiences
Support the annual compliance training review process, including content accuracy review, regulatory currency validation, and coordination with training program owners
Coach and review work of other compliance professionals
Complete ad hoc projects as assigned

Requirements

5‑7 years of related experience in compliance or related risk management field in a regulated industry
Bachelor’s degree (preferred) or relevant, equivalent job‑related work experience with industry‑recognized compliance certifications (e.g., CAMS, CRCM)