Legal Compliance Manager*in

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Overview

S+P Compliance Services is a leading provider of integrated compliance solutions across Europe. As a certified full‑service compliance partner (ISO 9001 & ISO/IEC 27001), we support banks, investment firms, FinTechs and asset managers with scalable, audit‑proof, technology‑driven compliance systems and help them navigate frameworks such as DORA, AMLA, ESG and MiCA.

Job Description

As a Legal Compliance Manager you will become a key part of an interdisciplinary team, working hands‑on with clients to meet evolving regulatory obligations.

Responsibilities

• Regulatory Monitoring & Legal Assessment : Track and evaluate updates across relevant frameworks (e.g. WpIG, KAGB, MaRisk, GwG, DORA, AMLA).
• Risk Assessments : Conduct and enhance internal risk analyses.
• Implementation Concepts & Advisory : Develop actionable compliance concepts and support implementation.
• Client Interaction & Authority Coordination : Support audits, reporting processes, and supervisory communications.

Industries & Client Segments

• Banks and financial institutions
• Capital management companies & investment firms
• FinTechs, crypto service providers and payment institutions
• ESG‑driven and regulated non‑financial corporates

Requirements

• Several years of professional experience in compliance, regulatory risk, or legal advisory.
• Ideally a background with a Big Four firm, legal consultancy, or regulated financial institution.
• Solid knowledge of German and EU regulatory frameworks.
• Independent working style, a collaborative mindset and passion for digital solutions.

Benefits

• Structured training and certification for compliance officers.
• Career development in a future‑proof and fast‑growing RegTech environment.
• Access to high‑profile client mandates – from onboarding to strategic outsourcing.
• Remote work, flexible hours, and a professional, supportive team.

S+P Compliance Services – Where Regulation Meets Innovation.

Your compliance. Our mission.

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