Legal Compliance Managerin

About SP Compliance Services

SP Compliance Services is a leading provider of integrated compliance solutions across Europe. As a certified full‑service compliance partner (ISO 9001 & ISO / IEC 27001) we support banks, investment firms, FinTechs and asset managers with scalable, audit‑proof and technology‑driven compliance systems. We combine regulatory expertise with digital innovation, helping clients navigate complex frameworks like DORA, AMLA, ESG and MiCA.

Tasks

• Regulatory Monitoring & Legal Assessment

  Track and evaluate updates across relevant frameworks (e.g. WpIG, KAGB, MaRisk, GwG, DORA, AMLA).

• Risk Assessments

  Conduct and enhance internal risk analyses.

• Implementation Concepts & Advisory

  Develop actionable compliance concepts and support implementation.

• Client Interaction & Authority Coordination

  Support audits, reporting processes and supervisory communications.

Industries & Client Segments

• Banks and financial institutions
• Capital management companies & investment firms
• FinTechs, crypto service providers and payment institutions
• ESG‑driven and regulated non‑financial corporates

Requirements

• Several years of professional experience in compliance, regulatory risk or legal advisory.
• Ideally a background with a Big Four firm, legal consultancy or regulated financial institution.
• Solid knowledge of German and EU regulatory frameworks.
• Independent working style, a collaborative mindset and a passion for digital solutions.

Benefits

• Structured training and certification for Compliance Officers.
• Career development in a future‑proof and fast‑growing RegTech environment.
• Access to high‑profile client mandates from onboarding to strategic outsourcing.
• Remote work, flexible hours and a professional supportive team.

SP Compliance Services Where Regulation Meets Innovation.

Your compliance. Our mission.

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